This practitioner awareness course introduces learners in the UK to the six primary areas of U.S. trade compliance that they may be involved in: jurisdiction and classification, regulated activities, authorisations, authorisation management, customs clearance, and compliance programmes. This course will provide an overview of these areas in relation to the relevant U.S. compliance regimes, including the Export Administration Regulations, the International Traffic in Arms Regulations, and Office of Foreign Assets Control-administered sanctions and embargoes. The course includes information, analysis, and commentary that address issues of particular relevance to compliance practitioners operating within the UK. The training identifies key activities and definitions within the trade compliance environment to foster understanding of the learner’s role in trade compliance.
Part of the Trade Compliance Practitioner Certification Series
Course Summary
Learning Objectives
The broadest objective of this course is to enable learners to recognise trade-related situations and know how to react in each situation to remain compliant with the trade regulations. This objective is satisfied when learners can:
Trade-Specific Objectives
- Understand that trade compliance is a company-wide endeavour.
- Identify daily activities that give rise to trade compliance considerations.
- Recall the different regulatory requirements that exist for the identified activities.
- Distinguish and/or differentiate between the scope, focus, or intent of U.S. regulations.
- Recognise when to ask for assistance and/or seek guidance.
- Know that trade controls consider end use and end user, as well as country of use.
Role-Specific Objectives
- Understand that daily activities directly impact or contribute to trade compliance.
- Recognise that specific training may be required for successful compliance with the different areas of trade compliance.
- Realise that trade compliance happens at all levels of the company and within all business functions.
Course Outline
Introduction
Jurisdiction and Classification
- Methods of Classification Determination
- Order of Review
- USML
- CCL
- Specially Designed
- Other Considerations
- Documentation and Reassessment
Regulated Activities
- Key Definitions
- End-User and End-Use Considerations
- Types of Items and Activities
- Internal Activities
- Post-Export Activities
Authorizations
- ITAR Authorizations
- Licenses
- Overview
- DSP-5
- DSP-61
- DSP-73
- DSP-85
- USML Paragraph (x)
- Part 124 Agreements
- ITAR Exemptions
- Part 126 Exemptions
- Licenses
- EAR Authorizations
- EAR Licenses
- EAR License Exceptions
- Submission Portals
- Tips for Submission
Authorization Management
- Review of Approved Authorizations
- Provisos and Limitations Compliance
- Tracking of Activities Under Authorizations
- Amendments
- Recordkeeping and Reporting
- Best Practices for Authorization Management
Customs Clearance
- Shipping Documentation
- Electronic Export Information
- Tracking and Decrementation
- Nontraditional Scenarios
- Recordkeeping
Trade Compliance Programs
- Elements of an Effective Trade Compliance Program
- Topics That Should Be Addressed in a Trade Compliance Program
- Identifying and Disclosing Potential Violations
- Managing Disclosures
- Compliance and Enforcement Actions
- Industry/Peer Best Practices for Trade Compliance Programs
Training Conclusion
Target Audience
- Employees in the UK who are involved – directly or indirectly – in regulated activities, including employees who interact with non-U.S. persons as part of their job
- Employees in the UK who are responsible for managing or overseeing personnel engaged in U.S. trade compliance activities
Course Duration: Approximately 2 hours, 20 minutes
Certificate of Completion: King's College London
Subscription Options
You have the choice of making a one-time annual payment of $350.00 or electing to be billed monthly at a rate of $39.00 for 11 months following your initial payment.
If you choose the monthly payment option, the recurring payments will be processed by PayWhirl. If you choose the one-time annual payment option, your payment will be processed securely using Authorize.net, a Visa solution.
$350.00/Year (USD)
$29.00/Month (USD)
All of PayWhirl runs on SSL. Every connection in and out of the app is secured with the TLS 1.2 cryptographic protocol and meets current PCI-compliant security standards.