Part of the Trade Compliance Practitioner Certification Series
Course Summary
This practitioner awareness course introduces learners in the UK to the six primary areas of U.S. trade compliance that they may be involved in: jurisdiction and classification, regulated activities, authorisations, authorisation management, customs clearance, and compliance programmes. This course will provide an overview of these areas in relation to the relevant U.S. compliance regimes, including the Export Administration Regulations, the International Traffic in Arms Regulations, and Office of Foreign Assets Control-administered sanctions and embargoes. The course includes information, analysis, and commentary that address issues of particular relevance to compliance practitioners operating within the UK.
The training identifies key activities and definitions within the trade compliance environment to foster understanding of the learner’s role in trade compliance.
Learning Objectives
The broadest objective of this course is to enable learners to recognise trade-related situations and know how to react in each situation to remain compliant with the trade regulations. This objective is satisfied when learners can:
Trade-Specific Objectives
Understand that trade compliance is a company-wide endeavour.
Identify daily activities that give rise to trade compliance considerations.
Recall the different regulatory requirements that exist for the identified activities.
Distinguish and/or differentiate between the scope, focus, or intent of U.S. regulations.
Recognise when to ask for assistance and/or seek guidance.
Know that trade controls consider end use and end user, as well as country of use.
Role-Specific Objectives
Understand that daily activities directly impact or contribute to trade compliance.
Recognise that specific training may be required for successful compliance with the different areas of trade compliance.
Realise that trade compliance happens at all levels of the company and within all business functions.
Course Outline
Introduction
Jurisdiction and Classification
Methods of Classification Determination
Order of Review
USML
CCL
Specially Designed
Other Considerations
Documentation and Reassessment
Regulated Activities
Key Definitions
End-User and End-Use Considerations
Types of Items and Activities
Internal Activities
Post-Export Activities
Authorizations
ITAR Authorizations
Licenses
Overview
DSP-5
DSP-61
DSP-73
DSP-85
USML Paragraph (x)
Part 124 Agreements
ITAR Exemptions
Part 126 Exemptions
EAR Authorizations
EAR Licenses
EAR License Exceptions
Submission Portals
Tips for Submission
Authorization Management
Review of Approved Authorizations
Provisos and Limitations Compliance
Tracking of Activities Under Authorizations
Amendments
Recordkeeping and Reporting
Best Practices for Authorization Management
Customs Clearance
Shipping Documentation
Electronic Export Information
Tracking and Decrementation
Nontraditional Scenarios
Recordkeeping
Trade Compliance Programs
Elements of an Effective Trade Compliance Program
Topics That Should Be Addressed in a Trade Compliance Program
Identifying and Disclosing Potential Violations
Managing Disclosures
Compliance and Enforcement Actions
Industry/Peer Best Practices for Trade Compliance Programs
Training Conclusion
Target Audience
Employees in the UK who are involved – directly or indirectly – in regulated activities, including employees who interact with non-U.S. persons as part of their job
Employees in the UK who are responsible for managing or overseeing personnel engaged in U.S. trade compliance activities
Course Duration: Approximately 2 hours, 20 minutes
Certificate of Completion: King's College London
Subscription Options
You have the choice of making a one-time annual payment of $350.00 or electing to be billed monthly at a rate of $39.00 for 11 months following your initial payment.
If you choose the monthly payment option, the recurring payments will be processed by PayWhirl. If you choose the one-time annual payment option, your payment will be processed securely using Authorize.net, a Visa solution.
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$29.00/Month (USD)
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